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Regulators

AFCA's response to the Royal Commission Final Report

AFCA has released a media release regarding our statement on the Royal Commission Final Report. The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry handed down its final report to the Governor-General on 1 February 2019. The final report has now been released. This substantial report marks an important milestone for financial services in Australia.

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ASIC cracks down on use of 'independent'

The corporate regulator has taken action against four firms for their misleading use of the restricted terms 'independent' and 'independently owned'. ASIC has forced Financial Spectrum, James Gerrard (authorised representative of Australian Financial Advisory Group), PWK Private Wealth Advisors (AR of Paragem) and Debbie Hudson Financial Services (trading as Wealth Fusion) to amend "false claims of independence".

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